1.92 -0.02 (-1.03%)

86.98% Fall from 52W High

2.0M XNAS Volume

High volume today

XNAS 21 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for Inovio Pharmaceuticals Inc

The latest disclosure was made by Peter D. Kies in Inovio Pharmaceuticals Inc where a trade of 2,362 Common Stock done at an average price of $2.0 was reported to US exchanges on Feb. 26, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.98 per share. 26 Feb 2025 2,362 26,002 (0%) 0% 2.0 4,677 Common Stock
Peter D. Kies CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2025 31,900 31,900 - - Restricted Stock Unit
Peter D. Kies CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2025 39,050 39,050 - - Common Stock Option
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 5,010 10,019 - - Restricted Stock Unit
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 3,997 0 - - Restricted Stock Unit
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.98 per share. 26 Feb 2025 2,960 28,052 (0%) 0% 2.0 5,861 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 5,010 31,012 (0%) 0% - Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 3,997 28,364 (0%) 0% - Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 972 84,453 (0%) 0% - Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 972 0 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 972 972 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 972 83,481 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 3,855 28,192 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.98 per share. 26 Feb 2025 1,584 26,608 (0%) 0% 2.0 3,136 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 5,010 31,618 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.98 per share. 26 Feb 2025 2,059 29,559 (0%) 0% 2.0 4,077 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 3,855 0 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 5,010 10,019 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2025 27,402 27,402 - - Common Stock Option
Laurent Humeau Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2025 22,098 22,098 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.98 per share. 26 Feb 2025 9,088 46,550 (0%) 0% 2.0 17,994 Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 18,632 55,638 (0%) 0% - Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.98 per share. 26 Feb 2025 2,493 37,006 (0%) 0% 2.0 4,936 Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2025 85,201 85,201 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2025 105,649 105,649 - - Common Stock Option
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 18,632 37,263 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 5,852 0 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 5,852 39,499 (0%) 0% - Common Stock
Michael John Sumner Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 5,010 10,019 - - Restricted Stock Unit
Michael John Sumner Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2025 5,010 13,229 (0%) 0% - Common Stock
Michael John Sumner Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2025 42,900 42,900 - - Common Stock Option
Michael John Sumner Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2025 34,650 34,650 - - Restricted Stock Unit
John Michael Sumner Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 4,292 4,292 - - Restricted Stock Unit
Michael Sumner John Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 5,708 5,708 - - Common Stock Option
Michael John Sumner Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jun 2024 2,917 8,219 (0%) 0% - Common Stock
Michael John Sumner Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jun 2024 2,917 2,916 - - Restricted Stock Unit
Lota S. Zoth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,917 2,917 - - Common Stock Options
Lota S. Zoth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,167 2,167 - - Restricted Stock Unit
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,917 2,917 - - Common Stock Options
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,167 2,167 - - Restricted Stock Unit
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,167 2,167 - - Restricted Stock Unit
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,917 2,917 - - Common Stock Options
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,167 2,167 - - Restricted Stock Unit
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,917 2,917 - - Common Stock Options
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,917 2,917 - - Common Stock Options
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,167 2,167 - - Restricted Stock Unit
Roger D. Dansey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,167 2,167 - - Restricted Stock Unit
Roger D. Dansey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,917 2,917 - - Common Stock Options
Ann C. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,917 2,917 - - Common Stock Options
Ann C. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,167 2,167 - - Restricted Stock Unit
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 0 - - Restricted Stock Unit
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 6,559 (0%) 0% - Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 4,771 26,929 (0%) 0% - Common Stock
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.07 per share. 15 May 2024 2,562 24,367 (0%) 0% 13.1 33,485 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 4,771 9,542 - - Restricted Stock Unit
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 10,024 (0%) 0% - Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 0 - - Restricted Stock Unit
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 0 - - Restricted Stock Unit
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 8,345 (0%) 0% - Common Stock
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 7,042 (0%) 0% - Common Stock
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 0 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 82,509 (0%) 0% - Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 0 - - Restricted Stock Unit
Roger D. Dansey Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 6,749 (0%) 0% - Common Stock
Roger D. Dansey Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 0 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 4,771 9,542 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.07 per share. 15 May 2024 1,703 24,337 (0%) 0% 13.1 22,258 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 4,771 26,040 (0%) 0% - Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 17,745 35,488 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 17,745 41,365 (0%) 0% - Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.07 per share. 15 May 2024 7,718 33,647 (0%) 0% 13.1 100,874 Common Stock
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 0 - - Restricted Stock Unit
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,166 7,710 (0%) 0% - Common Stock
Michael John Sumner Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,386 5,302 (0%) 0% - Common Stock
Michael John Sumner Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2024 2,386 4,770 - - Restricted Stock Unit
Roger D. Dansey Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2024 1,000 4,583 (0%) 0% - Common Stock
Roger D. Dansey Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2024 1,000 0 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.65 per share. 10 May 2024 2,392 23,620 (0%) 0% 10.7 25,475 Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2024 5,500 26,012 (0%) 0% - Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2024 5,500 5,500 - - Restricted Stock Unit
John Sumner Michael Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2024 15,029 15,029 - - Restricted Stock Unit
John Michael Sumner Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2024 18,750 18,750 - - Common Stock Option
D. Kies Peter CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 18,750 18,750 - - Common Stock Option
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 3,856 22,850 (0%) 0% - Common Stock
B. David Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 972 0 - - Restricted Stock Unit
E. Shea Jacqueline Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.16 per share. 26 Feb 2024 872 17,515 (0%) 0% 8.2 7,116 Common Stock
Shea E. Jacqueline Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 5,853 23,368 (0%) 0% - Common Stock
Jacqueline Shea E. Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 1,878 0 - - Restricted Stock Unit
David Weiner B. Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 972 79,371 (0%) 0% - Common Stock
Weiner B. David Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 972 80,343 (0%) 0% - Common Stock
Shea Jacqueline E. Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.16 per share. 26 Feb 2024 2,856 20,512 (0%) 0% 8.2 23,305 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 1,878 0 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 3,856 3,855 - - Restricted Stock Unit
Humeau Laurent Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.16 per share. 26 Feb 2024 1,581 21,269 (0%) 0% 8.2 12,901 Common Stock
D. Peter Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.16 per share. 26 Feb 2024 1,108 20,519 (0%) 0% 8.2 9,041 Common Stock
B. Weiner David Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 972 972 - - Restricted Stock Unit
Kies D. Peter CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 1,878 21,627 (0%) 0% - Common Stock
D. Kies Peter CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 3,997 24,516 (0%) 0% - Common Stock
E. Jacqueline Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 5,853 5,852 - - Restricted Stock Unit
Shea Jacqueline E. Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 55,895 55,895 - - Restricted Stock Unit
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 3,997 3,997 - - Restricted Stock Unit
Kies D. Peter CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 15,029 15,029 - - Restricted Stock Unit
Humeau Laurent Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 1,878 19,764 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 18,750 18,750 - - Common Stock Option
E. Jacqueline Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 1,878 18,387 (0%) 0% - Common Stock
Kies D. Peter CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.16 per share. 26 Feb 2024 2,358 22,158 (0%) 0% 8.2 19,241 Common Stock
David Weiner B. Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 972 1,944 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 972 78,399 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 15,029 15,029 - - Restricted Stock Unit
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2024 1,878 0 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.16 per share. 26 Feb 2024 770 18,994 (0%) 0% 8.2 6,283 Common Stock
E. Jacqueline Shea Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 69,733 69,733 - - Common Stock Option
Michael John Sumner Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jun 2023 35,000 70,000 - - Restricted Stock Unit
Michael John Sumner Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jun 2023 35,000 35,000 (0%) 0% - Common Stock
Lota S. Zoth Director Sale of securities on an exchange or to another person at price $ 0.56 per share. 05 Jun 2023 5,700 52,716 (0%) 0% 0.6 3,192 Common Stock
Lota S. Zoth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 26,000 26,000 - - Restricted Stock Unit
Lota S. Zoth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 35,000 35,000 - - Common Stock Options
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 0 - - Restricted Stock Unit
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 58,416 (0%) 0% - Common Stock
Peter D. Kies CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 171,756 171,756 - - Restricted Stock Unit
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 0 - - Restricted Stock Unit
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 94,305 (0%) 0% - Common Stock
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 26,000 26,000 - - Restricted Stock Unit
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 35,000 35,000 - - Common Stock Options
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 26,000 26,000 - - Restricted Stock Unit
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 35,000 35,000 - - Common Stock Options
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 0 - - Restricted Stock Unit
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 74,153 (0%) 0% - Common Stock
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 26,000 26,000 - - Restricted Stock Unit
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 35,000 35,000 - - Common Stock Options
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 0 - - Restricted Stock Unit
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 58,521 (0%) 0% - Common Stock
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 26,000 26,000 - - Restricted Stock Unit
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 35,000 35,000 - - Common Stock Options
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 0 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 929,124 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 171,756 171,756 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 638,800 638,800 - - Restricted Stock Unit
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 0 - - Restricted Stock Unit
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2023 19,000 66,534 (0%) 0% - Common Stock
Ann C. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 26,000 26,000 - - Restricted Stock Unit
Ann C. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 35,000 35,000 - - Common Stock Options
Michael John Sumner Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 85,878 85,878 - - Restricted Stock Unit
Roger D. Dansey Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2023 19,000 43,000 (0%) 0% - Common Stock
Roger D. Dansey Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2023 19,000 0 - - Restricted Stock Unit
Roger D. Dansey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2023 35,000 35,000 - - Common Stock Options
Roger D. Dansey Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2023 12,000 12,000 - - Restricted Stock Unit
Roger D. Dansey Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2023 12,000 24,000 (0%) 0% - Common Stock
Roger D. Dansey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2023 26,000 26,000 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2023 66,000 226,817 (0%) 0% - Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.81 per share. 10 May 2023 28,704 198,113 (0%) 0% 0.8 23,250 Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2023 66,000 132,000 - - Restricted Stock Unit
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2023 59,737 268,409 (0%) 0% - Common Stock
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.13 per share. 11 Mar 2023 31,410 236,999 (0%) 0% 1.1 35,493 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2023 59,737 0 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2023 11,666 0 - - Restricted Stock Unit
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 1.15 per share. 11 Mar 2023 5,833 910,124 (0%) 0% 1.2 6,708 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2023 11,666 915,957 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2023 59,737 0 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.13 per share. 11 Mar 2023 20,658 214,637 (0%) 0% 1.1 23,344 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2023 59,737 235,295 (0%) 0% - Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2023 59,737 0 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.13 per share. 11 Mar 2023 25,980 160,817 (0%) 0% 1.1 29,357 Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2023 59,737 186,797 (0%) 0% - Common Stock
Michael John Sumner Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 112,500 112,500 - - Common Stock Option
Peter D. Kies CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2023 225,000 225,000 - - Common Stock Option
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 47,967 95,933 - - Restricted Stock Unit
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 22,544 22,544 - - Restricted Stock Unit
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.28 per share. 26 Feb 2023 28,195 208,672 (0%) 0% 1.3 36,090 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 47,967 236,867 (0%) 0% - Common Stock
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.28 per share. 26 Feb 2023 12,928 188,900 (0%) 0% 1.3 16,548 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 22,544 201,828 (0%) 0% - Common Stock
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2023 35,000 35,000 - - Restricted Stock Unit
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2023 60,000 60,000 - - Common Stock Option
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 11,667 23,333 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 11,667 11,666 - - Restricted Stock Unit
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 1.28 per share. 26 Feb 2023 11,668 904,291 (0%) 0% 1.3 14,935 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 11,667 915,959 (0%) 0% - Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 11,667 904,292 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2023 225,000 225,000 - - Common Stock Option
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 46,267 92,533 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 22,544 22,544 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.28 per share. 26 Feb 2023 18,868 175,558 (0%) 0% 1.3 24,151 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 46,267 194,426 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.28 per share. 26 Feb 2023 9,069 148,159 (0%) 0% 1.3 11,608 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 22,544 157,228 (0%) 0% - Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 22,544 99,099 (0%) 0% - Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2023 836,800 836,800 - - Common Stock Option
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 70,234 140,466 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 22,544 22,544 - - Restricted Stock Unit
Jacqueline E. Shea Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.28 per share. 26 Feb 2023 32,485 127,060 (0%) 0% 1.3 41,581 Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2023 70,234 159,545 (0%) 0% - Common Stock
Jacqueline E. Shea Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.28 per share. 26 Feb 2023 9,788 89,311 (0%) 0% 1.3 12,529 Common Stock
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2023 4,273 0 - - Restricted Stock Unit
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2023 4,273 39,521 (0%) 0% - Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2022 11,875 11,875 - - Common Stock Option
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 2.66 per share. 11 Aug 2022 11,875 892,625 (0%) 0% 2.7 31,588 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.16 per share. 11 Aug 2022 11,875 904,500 (0%) 0% 2.2 25,650 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.20 per share. 20 Jul 2022 2,000 77,305 (0%) 0% 2.2 4,400 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Jul 2022 2,000 4,000 - - Common Stock Options
Simon X. Benito Director Sale of securities on an exchange or to another person at price $ 2.25 per share. 20 Jul 2022 2,000 75,305 (0%) 0% 2.3 4,500 Common Stock
Michael John Sumner Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2022 105,000 105,000 - - Restricted Stock Unit
Michael John Sumner Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2022 160,000 160,000 - - Common Stock Options
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 43,016 (0%) 0% - Common Stock
Lota S. Zoth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 28,000 28,000 - - Common Stock Options
Lota S. Zoth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 19,000 19,000 - - Restricted Stock Unit
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 0 - - Restricted Stock Unit
Lota S. Zoth Director Sale of securities on an exchange or to another person at price $ 1.98 per share. 13 May 2022 3,600 39,416 (0%) 0% 2.0 7,128 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 0 - - Restricted Stock Unit
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 19,000 19,000 - - Restricted Stock Unit
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 28,000 28,000 - - Common Stock Options
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 75,305 (0%) 0% - Common Stock
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 55,153 (0%) 0% - Common Stock
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 19,000 19,000 - - Restricted Stock Unit
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 28,000 28,000 - - Common Stock Options
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 0 - - Restricted Stock Unit
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 35,248 (0%) 0% - Common Stock
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 28,000 28,000 - - Common Stock Options
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 19,000 19,000 - - Restricted Stock Unit
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 0 - - Restricted Stock Unit
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 1.95 per share. 13 May 2022 9,000 892,625 (0%) 0% 2.0 17,550 Common Stock
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 19,000 19,000 - - Restricted Stock Unit
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 28,000 28,000 - - Common Stock Options
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 901,625 (0%) 0% - Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 0 - - Restricted Stock Unit
Roger D. Dansey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 19,000 19,000 - - Restricted Stock Unit
Roger D. Dansey Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 12,000 12,000 (0%) 0% - Common Stock
Roger D. Dansey Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 12,000 24,000 - - Restricted Stock Unit
Roger D. Dansey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 28,000 28,000 - - Common Stock Options
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 47,534 (0%) 0% - Common Stock
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 18,000 0 - - Restricted Stock Unit
Ann C. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 19,000 19,000 - - Restricted Stock Unit
Ann C. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2022 28,000 28,000 - - Common Stock Options
Jacqueline E. Shea Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2022 198,000 198,000 - - Restricted Stock Unit
Jacqueline E. Shea Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 May 2022 309,400 309,400 - - Common Stock Option
Jacqueline E. Shea Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.63 per share. 25 Mar 2022 7,247 76,555 (0%) 0% 3.6 26,307 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Mar 2022 16,666 0 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Mar 2022 16,666 83,802 (0%) 0% - Common Stock
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Mar 2022 4,273 0 - - Restricted Stock Unit
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Mar 2022 4,273 29,534 (0%) 0% - Common Stock
Simon X. Benito Director Sale of securities on an exchange or to another person at price $ 3.16 per share. 16 Mar 2022 2,000 57,305 (0%) 0% 3.2 6,320 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Mar 2022 2,000 6,000 - - Common Stock Options
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.20 per share. 16 Mar 2022 2,000 59,305 (0%) 0% 2.2 4,400 Common Stock
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.22 per share. 11 Mar 2022 31,410 179,284 (0%) 0% 3.2 101,140 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 59,737 210,694 (0%) 0% - Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 59,737 59,737 - - Restricted Stock Unit
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 139,387 1,462,325 (1%) 0% - Common Stock
Kim Joseph Jong Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.22 per share. 11 Mar 2022 39,698 1,422,627 (1%) 0% 3.2 127,828 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 139,387 139,386 - - Restricted Stock Unit
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 3.20 per share. 11 Mar 2022 4,083 883,625 (0%) 0% 3.2 13,066 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 11,667 11,666 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 11,667 887,708 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 59,737 155,342 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 59,737 59,737 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.22 per share. 11 Mar 2022 20,658 134,684 (0%) 0% 3.2 66,519 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 59,737 155,342 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 59,737 59,737 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.22 per share. 11 Mar 2022 20,658 134,684 (0%) 0% 3.2 66,519 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 59,737 93,110 (0%) 0% - Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 59,737 59,737 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.22 per share. 11 Mar 2022 25,974 67,136 (0%) 0% 3.2 83,636 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Mar 2022 21,466 162,244 (0%) 0% - Common Stock
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.26 per share. 08 Mar 2022 11,287 150,957 (0%) 0% 3.3 36,796 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Mar 2022 21,466 0 - - Restricted Stock Unit
Kim Joseph Jong Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.26 per share. 08 Mar 2022 18,142 1,322,938 (1%) 0% 3.3 59,143 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Mar 2022 63,700 1,341,080 (1%) 0% - Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Mar 2022 63,700 0 - - Restricted Stock Unit
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 3.33 per share. 08 Mar 2022 4,083 876,041 (0%) 0% 3.3 13,596 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Mar 2022 11,666 0 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Mar 2022 11,666 880,124 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Mar 2022 19,900 0 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Mar 2022 19,900 102,487 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.26 per share. 08 Mar 2022 6,882 95,605 (0%) 0% 3.3 22,435 Common Stock
Peter D. Kies CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2022 143,900 143,900 - - Restricted Stock Unit
Peter D. Kies CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2022 192,800 192,800 - - Common Stock Option
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2022 22,545 45,088 - - Restricted Stock Unit
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.22 per share. 26 Feb 2022 12,555 140,778 (0%) 0% 3.2 40,427 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2022 22,545 153,333 (0%) 0% - Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2022 68,767 1,297,425 (1%) 0% - Common Stock
Kim Joseph Jong Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2022 468,500 468,500 - - Restricted Stock Unit
Kim Joseph Jong Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2022 627,700 627,700 - - Common Stock Option
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2022 68,767 137,533 - - Restricted Stock Unit
Kim Joseph Jong Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.22 per share. 26 Feb 2022 20,045 1,277,380 (1%) 0% 3.2 64,545 Common Stock
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2022 35,000 35,000 - - Restricted Stock Unit
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2022 60,000 60,000 - - Common Stock Option
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2022 11,667 23,333 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2022 11,667 868,458 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2022 22,545 91,132 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.22 per share. 26 Feb 2022 8,545 82,587 (0%) 0% 3.2 27,515 Common Stock
Laurent Humeau Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2022 138,800 138,800 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2022 186,000 186,000 - - Common Stock Option
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2022 22,545 45,088 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.22 per share. 26 Feb 2022 10,764 33,373 (0%) 0% 3.2 34,660 Common Stock
Jacqueline E. Shea Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2022 210,700 210,700 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2022 282,300 282,300 - - Common Stock Option
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2022 22,545 45,088 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Feb 2022 22,545 44,137 (0%) 0% - Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.20 per share. 19 Jan 2022 2,000 59,305 (0%) 0% 2.2 4,400 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jan 2022 2,000 8,000 - - Common Stock Options
Simon X. Benito Director Sale of securities on an exchange or to another person at price $ 4.27 per share. 19 Jan 2022 2,000 57,305 (0%) 0% 4.3 8,540 Common Stock
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2022 4,274 17,248 (0%) 0% - Common Stock
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2022 4,274 4,273 - - Restricted Stock Unit
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2022 4,090 25,977 (0%) 0% - Common Stock
Lota S. Zoth Director Sale of securities on an exchange or to another person at price $ 5.01 per share. 03 Jan 2022 961 25,016 (0%) 0% 5.0 4,815 Common Stock
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2022 4,090 0 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 9.15 per share. 09 Aug 2021 10,317 68,587 (0%) 0% 9.2 94,401 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jun 2021 13,750 20,000 - - Common Stock Option
Peter D. Kies CFO Sale of securities on an exchange or to another person at price $ 10.01 per share. 09 Jun 2021 33,750 130,788 (0%) 0% 10.0 337,838 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.16 per share. 09 Jun 2021 13,750 164,538 (0%) 0% 2.2 29,700 Common Stock
Laurent Humeau Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 9.07 per share. 09 Jun 2021 10,318 78,904 (0%) 0% 9.1 93,584 Common Stock
Jacqueline E. Shea Chief Operating Officer Sale of securities on an exchange or to another person at price $ 10.01 per share. 09 Jun 2021 38,535 21,592 (0%) 0% 10.0 385,735 Common Stock
Peter D. Kies CFO Sale of securities on an exchange or to another person at price $ 8.03 per share. 03 Jun 2021 10,000 150,788 (0%) 0% 8.0 80,300 Common Stock
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 0 - - Restricted Stock Unit
Lota S. Zoth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 18,000 18,000 - - Restricted Stock Unit
Lota S. Zoth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 27,000 27,000 - - Common Stock Options
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 23,932 (0%) 0% - Common Stock
Lota S. Zoth Director Sale of securities on an exchange or to another person at price $ 6.62 per share. 13 May 2021 2,045 21,887 (0%) 0% 6.6 13,538 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 0 - - Restricted Stock Unit
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 18,000 18,000 - - Restricted Stock Unit
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 27,000 27,000 - - Common Stock Options
Simon X. Benito Director Sale of securities on an exchange or to another person at price $ 6.62 per share. 13 May 2021 3,045 57,305 (0%) 0% 6.6 20,158 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 60,350 (0%) 0% - Common Stock
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 0 - - Restricted Stock Unit
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 27,000 27,000 - - Common Stock Options
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 37,153 (0%) 0% - Common Stock
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 18,000 18,000 - - Restricted Stock Unit
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 27,000 27,000 - - Common Stock Options
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 18,000 18,000 - - Restricted Stock Unit
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 0 - - Restricted Stock Unit
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 12,974 (0%) 0% - Common Stock
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 27,000 27,000 - - Common Stock Options
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 0 - - Restricted Stock Unit
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 18,000 18,000 - - Restricted Stock Unit
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 6.62 per share. 13 May 2021 3,045 856,791 (0%) 0% 6.6 20,158 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 859,836 (0%) 0% - Common Stock
Roger D. Dansey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 54,000 54,000 - - Common Stock Options
Roger D. Dansey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 36,000 36,000 - - Restricted Stock Unit
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 25,261 (0%) 0% - Common Stock
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2021 8,700 0 - - Restricted Stock Unit
Ann C. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 18,000 18,000 - - Restricted Stock Unit
Ann C. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 May 2021 27,000 27,000 - - Common Stock Options
Peter D. Kies CFO Sale of securities on an exchange or to another person at price $ 8.52 per share. 21 Apr 2021 10,000 160,788 (0%) 0% 8.5 85,200 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Apr 2021 22,500 0 - - Common Stock Options
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 8.54 per share. 21 Apr 2021 4,083 851,136 (0%) 0% 8.5 34,869 Common Stock
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 8.57 per share. 21 Apr 2021 22,500 855,219 (0%) 0% 8.6 192,825 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.40 per share. 21 Apr 2021 22,500 877,719 (0%) 0% 2.4 54,000 Common Stock
Simon X. Benito Director Sale of securities on an exchange or to another person at price $ 8.75 per share. 16 Apr 2021 2,000 51,650 (0%) 0% 8.8 17,500 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Apr 2021 2,000 0 - - Common Stock Options
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.56 per share. 16 Apr 2021 2,000 53,650 (0%) 0% 3.6 7,120 Common Stock
Jacqueline E. Shea Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.06 per share. 25 Mar 2021 7,247 64,837 (0%) 0% 9.1 65,658 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Mar 2021 16,667 16,666 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Sale of securities on an exchange or to another person at price $ 8.97 per share. 25 Mar 2021 4,710 60,127 (0%) 0% 9.0 42,249 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Mar 2021 16,667 72,084 (0%) 0% - Common Stock
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Mar 2021 4,274 4,273 - - Restricted Stock Unit
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Mar 2021 4,274 16,561 (0%) 0% - Common Stock
Simon X. Benito Director Sale of securities on an exchange or to another person at price $ 10.41 per share. 16 Mar 2021 2,000 51,650 (0%) 0% 10.4 20,820 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Mar 2021 2,000 2,000 - - Common Stock Options
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.56 per share. 16 Mar 2021 2,000 53,650 (0%) 0% 3.6 7,120 Common Stock
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.57 per share. 11 Mar 2021 31,410 170,788 (0%) 0% 10.6 332,004 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2021 59,737 119,474 - - Restricted Stock Unit
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2021 59,737 202,198 (0%) 0% - Common Stock
Kim Joseph Jong Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.57 per share. 11 Mar 2021 74,545 1,228,658 (1%) 0% 10.6 787,941 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2021 139,387 1,303,203 (1%) 0% - Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2021 139,387 278,773 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2021 11,667 23,333 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2021 11,667 855,219 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.57 per share. 11 Mar 2021 25,967 89,222 (0%) 0% 10.6 274,471 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2021 59,737 119,474 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2021 59,737 115,189 (0%) 0% - Common Stock
Jacqueline E. Shea Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.57 per share. 11 Mar 2021 25,974 72,298 (0%) 0% 10.6 274,545 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2021 59,737 98,272 (0%) 0% - Common Stock
Jacqueline E. Shea Chief Operating Officer Sale of securities on an exchange or to another person at price $ 10.06 per share. 11 Mar 2021 16,881 55,417 (0%) 0% 10.1 169,823 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2021 59,737 119,474 - - Restricted Stock Unit
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 27,566 146,856 (0%) 0% - Common Stock
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.19 per share. 05 Mar 2021 14,574 132,282 (0%) 0% 9.2 133,935 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 21,467 153,749 (0%) 0% - Common Stock
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.91 per share. 05 Mar 2021 11,288 142,461 (0%) 0% 8.9 100,576 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 27,566 0 - - Restricted Stock Unit
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 21,467 21,466 - - Restricted Stock Unit
Kim Joseph Jong Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.91 per share. 05 Mar 2021 34,067 1,163,816 (1%) 0% 8.9 303,537 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 63,700 1,197,883 (1%) 0% - Common Stock
Kim Joseph Jong Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.19 per share. 05 Mar 2021 64,230 1,134,183 (1%) 0% 9.2 590,274 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 120,100 1,198,413 (1%) 0% - Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 63,700 63,700 - - Restricted Stock Unit
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 120,100 0 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 11,666 0 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 11,667 11,666 - - Restricted Stock Unit
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 9.60 per share. 05 Mar 2021 3,500 843,552 (0%) 0% 9.6 33,601 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 11,667 847,052 (0%) 0% - Common Stock
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 9.18 per share. 05 Mar 2021 3,500 835,385 (0%) 0% 9.2 32,135 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 11,666 838,885 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 27,566 52,066 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.19 per share. 05 Mar 2021 9,632 42,434 (0%) 0% 9.2 88,518 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 19,900 62,334 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.91 per share. 05 Mar 2021 6,882 55,452 (0%) 0% 8.9 61,319 Common Stock
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 27,566 0 - - Restricted Stock Unit
Laurent Humeau Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2021 19,900 19,900 - - Restricted Stock Unit
Peter D. Kies CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2021 67,633 67,633 - - Restricted Stock Unit
Peter D. Kies CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2021 104,833 104,833 - - Common Stock Option
Kim Joseph Jong Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2021 206,300 206,300 - - Restricted Stock Unit
Kim Joseph Jong Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2021 319,800 319,800 - - Common Stock Option
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2021 35,000 35,000 - - Restricted Stock Unit
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2021 60,000 60,000 - - Common Stock Option
Laurent Humeau Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2021 104,833 104,833 - - Common Stock Option
Laurent Humeau Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2021 67,633 67,633 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2021 67,633 67,633 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2021 104,833 104,833 - - Common Stock Option
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.56 per share. 16 Feb 2021 2,000 53,650 (0%) 0% 3.6 7,120 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Feb 2021 2,000 4,000 - - Common Stock Options
Simon X. Benito Director Sale of securities on an exchange or to another person at price $ 14.68 per share. 16 Feb 2021 2,000 51,650 (0%) 0% 14.7 29,360 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 14.24 per share. 01 Feb 2021 62,500 1,078,313 (1%) 0% 14.2 890,000 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 15.00 per share. 01 Feb 2021 100,000 1,078,313 (1%) 0% 15 1,500,000 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 01 Feb 2021 62,500 1,140,813 (1%) 0% 4.6 285,000 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Feb 2021 62,500 0 - - Common Stock Option
Jacqueline E. Shea Chief Operating Officer Sale of securities on an exchange or to another person at price $ 15.06 per share. 01 Feb 2021 22,376 44,495 (0%) 0% 15.1 336,983 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Feb 2021 22,376 100,000 - - Common Stock Option
Jacqueline E. Shea Chief Operating Officer Sale of securities on an exchange or to another person at price $ 15.00 per share. 01 Feb 2021 5,960 38,535 (0%) 0% 15 89,400 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.62 per share. 01 Feb 2021 22,376 66,871 (0%) 0% 3.6 81,001 Common Stock
Jacqueline E. Shea Chief Operating Officer Sale of securities on an exchange or to another person at price $ 12.01 per share. 27 Jan 2021 22,376 11,920 (0%) 0% 12.0 268,736 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Jan 2021 55,248 122,376 - - Common Stock Option
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Jan 2021 22,376 177,624 - - Common Stock Option
Jacqueline E. Shea Chief Operating Officer Sale of securities on an exchange or to another person at price $ 12.04 per share. 27 Jan 2021 16,713 44,495 (0%) 0% 12.0 201,225 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.62 per share. 27 Jan 2021 55,248 61,208 (0%) 0% 3.6 199,998 Common Stock
Jacqueline E. Shea Chief Operating Officer Sale of securities on an exchange or to another person at price $ 12.04 per share. 27 Jan 2021 5,960 5,960 (0%) 0% 12.0 71,758 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.62 per share. 27 Jan 2021 22,376 34,296 (0%) 0% 3.6 81,001 Common Stock
Peter D. Kies CFO Sale of securities on an exchange or to another person at price $ 10.02 per share. 15 Jan 2021 30,000 119,290 (0%) 0% 10.0 300,558 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2021 30,000 0 - - Common Stock Option
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 15 Jan 2021 30,000 149,290 (0%) 0% 4.6 136,800 Common Stock
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2021 4,274 8,547 - - Restricted Stock Unit
Jay P. Shepard Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2021 4,274 4,274 (0%) 0% - Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.56 per share. 04 Jan 2021 2,750 54,400 (0%) 0% 3.6 9,790 Common Stock
Simon X. Benito Director Sale of securities on an exchange or to another person at price $ 9.00 per share. 04 Jan 2021 2,750 51,650 (0%) 0% 9 24,750 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Jan 2021 2,750 6,000 - - Common Stock Options
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2021 4,090 16,193 (0%) 0% - Common Stock
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2021 4,090 4,090 - - Restricted Stock Unit
Lota S. Zoth Director Sale of securities on an exchange or to another person at price $ 9.48 per share. 03 Jan 2021 961 15,232 (0%) 0% 9.5 9,110 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Gift of securities by or to the insider at price $ 0.00 per share. 29 Dec 2020 10,000 1,178,313 (1%) 0% 0 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.16 per share. 15 Dec 2020 11,250 139,290 (0%) 0% 2.2 24,300 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Dec 2020 11,250 33,750 - - Common Stock Option
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Dec 2020 8,750 0 - - Common Stock Option
Peter D. Kies CFO Sale of securities on an exchange or to another person at price $ 10.69 per share. 15 Dec 2020 20,000 119,290 (0%) 0% 10.7 213,706 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.40 per share. 15 Dec 2020 8,750 128,040 (0%) 0% 2.4 21,000 Common Stock
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 10.71 per share. 15 Dec 2020 17,500 827,219 (0%) 0% 10.7 187,352 Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Dec 2020 17,500 0 - - Common Stock Option
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.56 per share. 15 Dec 2020 17,500 844,719 (0%) 0% 4.6 79,800 Common Stock
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2020 4,090 0 - - Restricted Stock Unit
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2020 4,090 28,453 (0%) 0% - Common Stock
Laurent Humeau Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 9.75 per share. 10 Nov 2020 19,466 24,500 (0%) 0% 9.8 189,794 Common Stock
Laurent Humeau Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 19.06 per share. 10 Aug 2020 19,467 43,966 (0%) 0% 19.1 371,004 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 21.13 per share. 30 Jul 2020 100,000 1,188,313 (1%) 0% 21.1 2,113,450 Common Stock
Peter D. Kies CFO Sale of securities on an exchange or to another person at price $ 24.95 per share. 15 Jul 2020 35,000 119,290 (0%) 0% 24.9 873,208 Common Stock
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2020 35,000 0 - - Common Stock Option
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.40 per share. 15 Jul 2020 35,000 154,290 (0%) 0% 2.4 84,000 Common Stock
Peter D. Kies CFO Sale of securities on an exchange or to another person at price $ 26.50 per share. 30 Jun 2020 35,000 119,290 (0%) 0% 26.5 927,500 Common Stock
Laurent Humeau Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 14.70 per share. 22 Jun 2020 19,467 63,433 (0%) 0% 14.7 286,165 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.60 per share. 20 May 2020 8,750 60,400 (0%) 0% 4.6 40,250 Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 May 2020 8,750 0 - - Common Stock Option
Simon X. Benito Director Sale of securities on an exchange or to another person at price $ 15.95 per share. 20 May 2020 8,750 51,650 (0%) 0% 16.0 139,594 Common Stock
Lota S. Zoth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 13,300 13,300 - - Common Stock Options
Lota S. Zoth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 8,700 8,700 - - Restricted Stock Unit
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 8,700 8,700 - - Restricted Stock Unit
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 13,300 13,300 - - Common Stock Options
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 8,700 8,700 - - Restricted Stock Unit
Wendy L. Yarno Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 13,300 13,300 - - Common Stock Options
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 13,300 13,300 - - Common Stock Options
Jay P. Shepard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 8,700 8,700 - - Restricted Stock Unit
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 13,300 13,300 - - Common Stock Options
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 8,700 8,700 - - Restricted Stock Unit
Ann C. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 13,300 13,300 - - Common Stock Options
Ann C. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 8,700 8,700 - - Restricted Stock Unit
David B. Weiner Director Sale of securities on an exchange or to another person at price $ 11.84 per share. 11 May 2020 2,404 827,219 (0%) 0% 11.8 28,463 Common Stock
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 0 - - Restricted Stock Unit
Lota S. Zoth Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 12,103 (0%) 0% - Common Stock
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 0 - - Restricted Stock Unit
Simon X. Benito Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 51,650 (0%) 0% - Common Stock
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 0 - - Restricted Stock Unit
Wendy L. Yarno Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 24,363 (0%) 0% - Common Stock
Angel Cabrera Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 0 - - Restricted Stock Unit
Angel Cabrera Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 75,602 (0%) 0% - Common Stock
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 0 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 829,623 (0%) 0% - Common Stock
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 12,287 (0%) 0% - Common Stock
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 May 2020 8,013 0 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.68 per share. 25 Mar 2020 4,747 11,920 (0%) 0% 6.7 31,710 Common Stock
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Mar 2020 16,667 33,333 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Mar 2020 16,667 16,667 (0%) 0% - Common Stock
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Mar 2020 4,274 4,274 (0%) 0% - Common Stock
Ann C. Miller Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Mar 2020 4,274 8,547 - - Restricted Stock Unit
Jacqueline E. Shea Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Mar 2020 179,211 179,211 - - Restricted Stock Unit
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Mar 2020 20,433 161,356 (0%) 0% - Common Stock
Peter D. Kies CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2020 179,211 179,211 - - Restricted Stock Unit
Peter D. Kies CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Mar 2020 20,433 0 - - Restricted Stock Unit
Peter D. Kies CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.70 per share. 10 Mar 2020 7,066 154,290 (0%) 0% 5.7 40,276 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.70 per share. 10 Mar 2020 36,826 1,288,313 (1%) 0% 5.7 209,908 Common Stock
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Mar 2020 105,700 1,325,139 (1%) 0% - Common Stock
Kim Joseph Jong Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2020 418,160 418,160 - - Restricted Stock Unit
Kim Joseph Jong Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Mar 2020 105,700 0 - - Restricted Stock Unit
David B. Weiner Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Mar 2020 11,666 828,610 (0%) 0% - Common Stock
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2020 60,000 60,000 - - Common Stock Option
David B. Weiner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2020 35,000 35,000 - - Restricted Stock Unit
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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